RIDLEY ASSET MANAGEMENT, LLC
Business Continuity Plan (BCP) Disclosure
Business Continuity Statement
Ridley Asset Management, LLC maintains a Business Continuity Plan (BCP) designed to enable the firm to continue its operations in the event of a significant business disruptions, such as a natural disaster or act of terrorism. The BCP addresses:
• Data back-up and recovery assessments
• Financial and operational assessments
• Communication options with clients and employees
• Relocation of physical operations
• Counter-parties and service providers
• Communications with government regulators
• Maintenance of mission critical systems
• Providing clients access to their funds and securities
Clients should be aware that our BCP is subject to modifications. In the event of a significant business disruption, clients may access their accounts as follows:
www.schwab.com or (800) 435-4000
www.fidelity.com or (800) 544-6666
Ridley Asset Management, LLC maintains a Business Continuity Plan (BCP) designed to enable the firm to continue its operations in the event of a significant business disruptions, such as a natural disaster or act of terrorism. The BCP addresses:
• Data back-up and recovery assessments
• Financial and operational assessments
• Communication options with clients and employees
• Relocation of physical operations
• Counter-parties and service providers
• Communications with government regulators
• Maintenance of mission critical systems
• Providing clients access to their funds and securities
Clients should be aware that our BCP is subject to modifications. In the event of a significant business disruption, clients may access their accounts as follows:
www.schwab.com or (800) 435-4000
www.fidelity.com or (800) 544-6666
Clients seeking additional information regarding the BCP should contact Ridley Asset Management, LLC at (415) 381-5583.
